Head of Compliance & MLRO

Alexander Barnes is leading the search for a Head of Compliance & MLRO for a high-growth crypto start-up working on cutting-edge solutions in digital payments and cross-border settlements.

The company is expanding its operations and preparing for regulatory licensing in key jurisdictions. They are looking for a compliance leader with expertise in AML, regulatory compliance, and policy development across the UK and EU.

What You’ll Do:

• Lead compliance strategy and provide advisory support across the organisation, ensuring alignment with UK and EU regulatory frameworks.
• Manage and build compliance policies, procedures, and controls to support the pursuit of key licenses (e.g., API or VASP).
• Act as the SMF16 and SMF17 responsible person under FCA rules.
• Oversee AML and counter-terrorist financing programs as the MLRO, driving robust financial crime prevention.
• Monitor regulatory developments, including MiCA and GDPR, and adapt strategies to meet evolving requirements.
• Engage cross-functionally with teams including Data, Engineering, Finance, Legal, and Risk to implement an effective compliance program.
• Report to senior management, management committees, and the board on compliance matters.
• Oversee regulatory engagement with key authorities in the UK and EU, acting as the primary point of contact.
• Collaborate with first-line and other second-line teams to maintain strong control environments that meet regulatory standards.

What You’ll Bring:

• 10+ years of experience in compliance, ideally in financial services, FinTech, or cryptocurrency.
• Direct experience in SMF16 and SMF17 roles, with strong knowledge of AML, CTF, and financial crime frameworks.
• Proven success in managing compliance programs and obtaining regulatory licenses in the UK and EU.
• Deep understanding of relevant regulations, including MiCA, GDPR, and AML/CTF.
• Strong leadership skills, with experience managing dispersed teams and working cross-functionally.
• Excellent communication and presentation skills, both written and verbal.
• Self-motivated, ethical, and comfortable questioning and challenging the status quo.

Nice to Have:

• Experience in the cryptocurrency industry or a related field.
• Certifications such as CAMS or ICA.

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